Account Transfers & Rollovers
February 1, 2016
Consolidate your IRAs, mutual funds, and other investments from different institutions into new or existing Principal Funds accounts with a direct rollover or transfer.
You can find the option that meets your needs from the list of forms below. Submit completed documents to your financial professional or directly to Principal Funds.
Mail completed forms to:
Principal Funds
P.O. Box 8024
Boston, MA 02266-8024
For overnight delivery:
Principal Funds
30 Dan Road
Canton, MA 02021-2809
| Form Name | |
|---|---|
| Education Savings Account (ESA) Transfer Request Transfer a Coverdell Education Savings Account (ESA) from another institution to Principal Funds. | Download |
| IRA Rollover Statement If you would like to rollover funds from a qualified plan or IRA (including those made payable to you) into a Principal Funds IRA. | Download |
| IRA Transfer/Direct Rollover Request For a Trustee-to-Trustee Transfer/Rollover of a Traditional IRA, Roth IRA, or Rollover IRA from another institution to Principal Funds. | Download |
| Non-IRA Transfer Transfer a non-retirement Certificate of Deposit (CD), mutual fund, or other investment to Principal Funds. | Download |
| SEP IRA Transfer/Direct Rollover Request Transfer a SEP IRA (or rollover a qualified plan) from another institution to Principal Funds. | Download |
| SIMPLE IRA Transfer Request Transfer a SIMPLE IRA from another institution to a SIMPLE IRA with Principal Funds. | Download |