Forms & Literature: Forms & Applications: Open An Account
Alert! Principal Funds, Inc. Class B share mutual funds will be closed to new investors and new assets effective March 1, 2010.
Complete & Print
Establish a non-retirement account (Individual, Transfer on Death, Joint, UTMA, or Trust/Corporation/Partnership/Other Entity).
|(PDF: 995 KB)|
|Education Savings Account (ESA) Application
Establish a Coverdell Education Savings Account (ESA).
|(PDF: 635 KB)|
Establish a Traditional or Roth IRA account.
|(PDF: 690 KB)|
|IRA Plan Document, Custody Agreement, & Account Disclosure Statement
Review this document before establishing a Traditional IRA, Roth IRA, or SEP IRA, and keep it for your records.
|(PDF: 2.73 MB)|
|Power Of Attorney Affidavit
Establish a POA (Power of Attorney) or recertify an existing POA annually.
|(PDF: 613 KB)|
|Qualified Plan Application
Establish an investment-only employer-sponsored retirement plan, such as a 401(k), Profit-Sharing or Money Purchase Pension plan (for use by plan trustees).
|(PDF: 54 KB)|
|Retirement Plan Beneficiary
Open a Beneficiary IRA or take distributions from an existing Beneficiary IRA.
|(PDF: 903 KB)|
|SEP IRA Application
Establish a SEP IRA account (for use by plan participants).
|(PDF: 604 KB)|
|SIMPLE IRA Application
Establish a SIMPLE IRA account (for use by plan participants).
|(PDF: 566 KB)|
To obtain a prospectus, download online or call Customer Service at 1.800.222.5852
While this communication may be used to promote or market a transaction or an idea that is discussed in the publication, it is intended to provide general information about the subject matter covered and is provided with the understanding that The Principal® is not rendering legal, accounting, or tax advice. It is not a marketed opinion and may not be used to avoid penalties under the Internal Revenue Code. You should consult with appropriate counsel or other advisors on all matters pertaining to legal, tax, or accounting obligations and requirements. For more information about our funds, including their full names, please see the Principal Funds, Inc. prospectus or call Customer Service at 1.800.222.5852.
A mutual fund's share price and investment return will vary with market conditions, and the principal value of an investment when you sell your shares may be more or less than the original cost.
This Web site was created and is maintained by Principal Funds Distributor, Inc. exclusively, and not by the Directors of the funds.
Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc., member of the Principal Financial Group®. Principal Funds Distributor, Principal Shareholder Services, Principal Management Corporation and its affiliates, and Principal Funds, Inc. are collectively referred to as Principal Funds.
Not FDIC or NCUA/NCUSIF insured - May lose value - No bank guarantee - Not a deposit - Not insured by any federal government agency