Pricing & Performance

*Morningstar® Ratings as of

Allocation--15% to 30% Equity

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.07 0.07 NA NA
5.61 5.61 3.89 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
9.29 9.29 - -
6.13 6.13 - -
5.02 5.02 - -
5.43 5.43 - -
5.53 5.53 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.65
1.65
N/A
N/A

Morningstar Rating

Category: Allocation--15% to 30% Equity
3 stars 3 stars
179 funds
3 stars 3 stars
163 funds
3 stars 3 stars
104 funds
3 stars 3 stars
179 funds

Allocation--30% to 50% Equity

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.07 0.07 NA NA
8.08 8.08 5.49 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
13.16 13.16 - -
7.43 7.43 - -
6.62 6.62 - -
6.77 6.77 - -
5.32 5.32 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.68
1.68
N/A
N/A

Morningstar Rating

Category: Allocation--30% to 50% Equity
3 stars 3 stars
479 funds
3 stars 3 stars
427 funds
3 stars 3 stars
274 funds
3 stars 3 stars
479 funds

Allocation--50% to 70% Equity

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.01 -0.01 NA NA
-0.05 -0.05 NA NA
11.60 11.60 7.75 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
18.25 18.25 - -
9.14 9.14 - -
8.71 8.71 - -
8.82 8.82 - -
7.11 7.11 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.69
1.69
N/A
N/A

Morningstar Rating

Category: Allocation--50% to 70% Equity
3 stars 3 stars
653 funds
2 stars 2 stars
595 funds
2 stars 2 stars
425 funds
2 stars 2 stars
653 funds

Allocation--70% to 85% Equity

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.01 -0.01 NA NA
-0.05 -0.05 NA NA
15.24 15.24 10.03 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
23.57 23.57 - -
10.58 10.58 - -
10.73 10.73 - -
10.70 10.70 - -
7.62 7.62 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.70
1.70
N/A
N/A

Morningstar Rating

Category: Allocation--70% to 85% Equity
3 stars 3 stars
289 funds
3 stars 3 stars
263 funds
3 stars 3 stars
185 funds
3 stars 3 stars
289 funds

Allocation--85%+ Equity

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.02 -0.02 NA NA
-0.08 -0.08 NA NA
17.52 17.52 11.81 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
28.20 28.20 - -
12.20 12.20 - -
12.03 12.03 - -
12.00 12.00 - -
8.16 8.16 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.76
1.76
N/A
N/A

Morningstar Rating

Category: Allocation--85%+ Equity
3 stars 3 stars
151 funds
3 stars 3 stars
136 funds
3 stars 3 stars
96 funds
3 stars 3 stars
151 funds

Diversified Emerging Mkts

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.12 -0.12 NA NA
-0.37 -0.37 NA NA
4.06 4.06 0.52 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
18.92 18.92 - -
7.30 7.30 - -
7.74 7.74 - -
4.85 4.85 - -
7.87 7.87 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
2.02
2.02
N/A
N/A

Morningstar Rating

Category: Diversified Emerging Mkts
2 stars 2 stars
699 funds
2 stars 2 stars
597 funds
2 stars 2 stars
315 funds
2 stars 2 stars
699 funds

Foreign Large Blend

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.06 0.06 NA NA
8.37 8.37 4.52 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
22.31 22.31 - -
8.06 8.06 - -
8.38 8.38 - -
7.82 7.82 - -
4.40 4.40 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.61
1.61
N/A
N/A

Morningstar Rating

Category: Foreign Large Blend
3 stars 3 stars
683 funds
3 stars 3 stars
587 funds
3 stars 3 stars
390 funds
3 stars 3 stars
683 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.03 0.03 NA NA
0.25 0.25 NA NA
10.36 10.36 6.94 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
23.59 23.59 - -
6.35 6.35 - -
7.46 7.46 - -
6.91 6.91 - -
4.71 4.71 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.19
1.19
N/A
N/A

Morningstar Rating

Category: Foreign Large Blend
2 stars 2 stars
683 funds
2 stars 2 stars
587 funds
2 stars 2 stars
390 funds
2 stars 2 stars
683 funds
Fund Name / Symbol

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.03 0.03 NA NA
0.16 0.16 NA NA
10.68 10.68 7.14 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
21.16 21.16 - -
9.46 9.46 - -
9.01 9.01 - -
8.80 8.80 - -
5.78 5.78 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.67
1.67
N/A
N/A

Morningstar Rating

Category: Foreign Large Blend
4 stars 4 stars
683 funds
3 stars 3 stars
587 funds
4 stars 4 stars
390 funds
4 stars 4 stars
683 funds

Foreign Large Value

Fund Name / Symbol

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.07 0.07 NA NA
0.62 0.62 NA NA
11.71 11.71 8.66 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
33.52 33.52 - -
4.66 4.66 - -
6.55 6.55 - -
6.21 6.21 - -
4.67 4.67 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.80
1.84
N/A

Morningstar Rating

Category: Foreign Large Value
2 stars 2 stars
312 funds
2 stars 2 stars
268 funds
2 stars 2 stars
179 funds
2 stars 2 stars
312 funds

Inflation-Protected Bond

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.04 0.04 NA NA
0.44 0.44 NA NA
3.97 3.97 2.38 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
3.95 3.95 - -
6.03 6.03 - -
3.12 3.12 - -
1.91 1.91 - -
1.50 1.50 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.26
1.26
N/A
N/A

Morningstar Rating

Category: Inflation-Protected Bond
3 stars 3 stars
200 funds
2 stars 2 stars
175 funds
2 stars 2 stars
122 funds
2 stars 2 stars
200 funds

Intermediate Core Bond

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.02 0.02 NA NA
0.21 0.21 NA NA
-2.59 -2.59 -2.20 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
-1.76 -1.76 - -
4.27 4.27 - -
1.85 1.85 - -
1.82 1.82 - -
2.44 2.44 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.02
1.04
N/A

Morningstar Rating

Category: Intermediate Core Bond
1 stars 1 stars
380 funds
1 stars 1 stars
333 funds
1 stars 1 stars
251 funds
1 stars 1 stars
380 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.10 0.10 NA NA
-2.38 -2.38 -1.99 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
-0.97 -0.97 - -
4.43 4.43 - -
2.77 2.77 - -
3.28 3.28 - -
6.67 6.67 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.30
1.30
N/A
N/A

Morningstar Rating

Category: Intermediate Core Bond
1 stars 1 stars
380 funds
2 stars 2 stars
333 funds
3 stars 3 stars
251 funds
2 stars 2 stars
380 funds

Intermediate Core-Plus Bond

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.09 0.09 NA NA
-1.60 -1.60 -1.25 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
0.41 0.41 - -
5.30 5.30 - -
2.89 2.89 - -
2.90 2.90 - -
3.59 3.59 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.39
1.45
N/A

Morningstar Rating

Category: Intermediate Core-Plus Bond
3 stars 3 stars
568 funds
2 stars 2 stars
492 funds
2 stars 2 stars
355 funds
2 stars 2 stars
568 funds

Intermediate Government

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.10 0.10 NA NA
-1.77 -1.77 -1.24 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
-1.31 -1.31 - -
2.71 2.71 - -
0.96 0.96 - -
1.43 1.43 - -
5.37 5.37 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.30
1.37
N/A

Morningstar Rating

Category: Intermediate Government
1 stars 1 stars
221 funds
1 stars 1 stars
202 funds
2 stars 2 stars
175 funds
2 stars 2 stars
221 funds

Large Blend

Fund Name / Symbol

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.10 0.10 NA NA
0.15 0.15 NA NA
21.35 21.35 14.02 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
26.45 26.45 - -
15.63 15.63 - -
15.88 15.88 - -
15.33 15.33 - -
12.23 12.23 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.37
1.37
N/A
N/A

Morningstar Rating

Category: Large Blend
4 stars 4 stars
1254 funds
3 stars 3 stars
1094 funds
3 stars 3 stars
811 funds
3 stars 3 stars
1254 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.05 0.05 NA NA
0.19 0.19 NA NA
22.10 22.10 14.97 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
28.62 28.62 - -
14.79 14.79 - -
15.68 15.68 - -
15.41 15.41 - -
6.67 6.67 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.03
1.03
N/A
N/A

Morningstar Rating

Category: Large Blend
3 stars 3 stars
1254 funds
3 stars 3 stars
1094 funds
3 stars 3 stars
811 funds
3 stars 3 stars
1254 funds

Large Growth

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.04 -0.04 NA NA
-0.20 -0.20 NA NA
19.77 19.77 13.71 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
25.37 25.37 - -
20.80 20.80 - -
22.56 22.56 - -
18.79 18.79 - -
7.89 7.89 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.47
1.49
N/A

Morningstar Rating

Category: Large Growth
3 stars 3 stars
1128 funds
4 stars 4 stars
1020 funds
3 stars 3 stars
760 funds
3 stars 3 stars
1128 funds

Large Value

Fund Name / Symbol

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.07 0.07 NA NA
0.17 0.17 NA NA
18.00 18.00 10.44 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
27.47 27.47 - -
9.93 9.93 - -
12.04 12.04 - -
12.52 12.52 - -
8.52 8.52 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.39
1.39
N/A
N/A

Morningstar Rating

Category: Large Value
3 stars 3 stars
1148 funds
4 stars 4 stars
1019 funds
3 stars 3 stars
753 funds
3 stars 3 stars
1148 funds
Fund Name / Symbol

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.01 -0.01 NA NA
-0.05 -0.05 NA NA
21.91 21.91 14.10 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
32.47 32.47 - -
8.79 8.79 - -
10.82 10.82 - -
12.48 12.48 - -
6.13 6.13 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.59
1.66
N/A

Morningstar Rating

Category: Large Value
3 stars 3 stars
1148 funds
3 stars 3 stars
1019 funds
3 stars 3 stars
753 funds
3 stars 3 stars
1148 funds

Mid Cap Blend

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.16 -0.16 NA NA
-0.62 -0.62 NA NA
21.11 21.11 14.56 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
42.10 42.10 - -
9.96 9.96 - -
11.80 11.80 - -
13.51 13.51 - -
8.66 8.66 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.04
1.04
N/A

Morningstar Rating

Category: Mid Cap Blend
2 stars 2 stars
360 funds
2 stars 2 stars
301 funds
3 stars 3 stars
205 funds
3 stars 3 stars
360 funds

Mid Cap Growth

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.06 -0.06 NA NA
-0.45 -0.45 NA NA
16.52 16.52 9.91 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
30.04 30.04 - -
17.97 17.97 - -
18.44 18.44 - -
14.81 14.81 - -
6.33 6.33 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.75
1.77
N/A

Morningstar Rating

Category: Mid Cap Growth
3 stars 3 stars
548 funds
3 stars 3 stars
490 funds
2 stars 2 stars
384 funds
3 stars 3 stars
548 funds
Fund Name / Symbol

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.04 -0.04 NA NA
-0.37 -0.37 NA NA
14.56 14.56 8.33 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
38.89 38.89 - -
20.38 20.38 - -
20.68 20.68 - -
17.25 17.25 - -
6.25 6.25 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.55
1.55
N/A
N/A

Morningstar Rating

Category: Mid Cap Growth
3 stars 3 stars
548 funds
4 stars 4 stars
490 funds
3 stars 3 stars
384 funds
3 stars 3 stars
548 funds

Mid Cap Value

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.09 -0.09 NA NA
-0.49 -0.49 NA NA
26.95 26.95 20.26 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
43.41 43.41 - -
10.61 10.61 - -
11.02 11.02 - -
12.67 12.67 - -
9.14 9.14 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.51
1.53
N/A

Morningstar Rating

Category: Mid Cap Value
4 stars 4 stars
390 funds
4 stars 4 stars
344 funds
3 stars 3 stars
248 funds
4 stars 4 stars
390 funds

Preferred Stock

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.03 -0.03 NA NA
-0.29 -0.29 NA NA
2.60 2.60 2.93 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
7.38 7.38 - -
6.19 6.19 - -
4.96 4.96 - -
6.43 6.43 - -
5.34 5.34 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.58
1.58
N/A
N/A

Morningstar Rating

Category: Preferred Stock
2 stars 2 stars
60 funds
3 stars 3 stars
49 funds
2 stars 2 stars
28 funds
2 stars 2 stars
60 funds

Real Estate

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.06 0.06 NA NA
0.18 0.18 NA NA
29.59 29.59 21.03 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
31.79 31.79 - -
12.14 12.14 - -
8.38 8.38 - -
11.86 11.86 - -
10.74 10.74 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.68
1.68
N/A
N/A

Morningstar Rating

Category: Real Estate
4 stars 4 stars
231 funds
4 stars 4 stars
199 funds
4 stars 4 stars
145 funds
4 stars 4 stars
231 funds

Short Term Bond

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.00 0.00 NA NA
0.00 0.00 NA NA
-1.07 -1.07 -0.69 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
-0.45 -0.45 - -
2.20 2.20 - -
1.45 1.45 - -
1.49 1.49 - -
3.04 3.04 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.28
1.28
N/A
N/A

Morningstar Rating

Category: Short Term Bond
1 stars 1 stars
546 funds
1 stars 1 stars
485 funds
2 stars 2 stars
311 funds
2 stars 2 stars
546 funds

Small Blend

Fund Name / Symbol

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.14 -0.14 NA NA
-0.49 -0.49 NA NA
22.18 22.18 16.32 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
46.07 46.07 - -
12.27 12.27 - -
13.81 13.81 - -
15.39 15.39 - -
9.09 9.09 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.63
1.63
N/A
N/A

Morningstar Rating

Category: Small Blend
4 stars 4 stars
603 funds
4 stars 4 stars
520 funds
4 stars 4 stars
357 funds
4 stars 4 stars
603 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.29 -0.29 NA NA
-0.88 -0.88 NA NA
23.22 23.22 18.88 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
55.64 55.64 - -
8.32 8.32 - -
12.39 12.39 - -
14.46 14.46 - -
9.52 9.52 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.04
1.04
N/A
N/A

Morningstar Rating

Category: Small Blend
2 stars 2 stars
603 funds
3 stars 3 stars
520 funds
3 stars 3 stars
357 funds
3 stars 3 stars
603 funds

Small Growth

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.05 -0.05 NA NA
-0.33 -0.33 NA NA
9.98 9.98 5.47 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
31.51 31.51 - -
15.64 15.64 - -
18.73 18.73 - -
16.74 16.74 - -
7.75 7.75 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.72
1.74

Morningstar Rating

Category: Small Growth
3 stars 3 stars
575 funds
3 stars 3 stars
506 funds
3 stars 3 stars
380 funds
3 stars 3 stars
575 funds

Small Value

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
-0.10 -0.10 NA NA
-0.77 -0.77 NA NA
28.29 28.29 22.31 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
60.26 60.26 - -
7.55 7.55 - -
9.09 9.09 - -
12.29 12.29 - -
7.66 7.66 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.82
1.84
N/A

Morningstar Rating

Category: Small Value
3 stars 3 stars
406 funds
3 stars 3 stars
381 funds
3 stars 3 stars
285 funds
3 stars 3 stars
406 funds

Target-Date 2000-2010

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.02 0.02 NA NA
0.14 0.14 NA NA
4.75 4.75 3.02 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
8.72 8.72 - -
6.65 6.65 - -
6.01 6.01 - -
6.30 6.30 - -
4.57 4.57 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.35
1.35
N/A
N/A

Morningstar Rating

Category: Target-Date 2000-2010
1 stars 1 stars
113 funds
1 stars 1 stars
77 funds
2 stars 2 stars
51 funds
2 stars 2 stars
113 funds

Target-Date 2015

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.10 0.10 NA NA
6.12 6.12 3.94 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
11.08 11.08 - -
7.44 7.44 - -
6.98 6.98 - -
7.26 7.26 - -
4.89 4.89 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.38
1.38
N/A
N/A

Morningstar Rating

Category: Target-Date 2015
1 stars 1 stars
110 funds
1 stars 1 stars
76 funds
2 stars 2 stars
43 funds
2 stars 2 stars
110 funds

Target-Date 2020

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.02 0.02 NA NA
0.13 0.13 NA NA
7.82 7.82 5.05 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
13.62 13.62 - -
8.15 8.15 - -
7.89 7.89 - -
8.26 8.26 - -
5.45 5.45 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.38
1.38
N/A
N/A

Morningstar Rating

Category: Target-Date 2020
2 stars 2 stars
161 funds
2 stars 2 stars
120 funds
2 stars 2 stars
65 funds
2 stars 2 stars
161 funds

Target-Date 2025

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.08 0.08 NA NA
9.48 9.48 6.23 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
16.38 16.38 - -
9.06 9.06 - -
8.92 8.92 - -
9.04 9.04 - -
5.81 5.81 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.41
1.41
N/A
N/A

Morningstar Rating

Category: Target-Date 2025
2 stars 2 stars
204 funds
3 stars 3 stars
160 funds
3 stars 3 stars
89 funds
3 stars 3 stars
204 funds

Target-Date 2030

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.06 0.06 NA NA
11.13 11.13 7.27 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
18.91 18.91 - -
9.73 9.73 - -
9.77 9.77 - -
9.69 9.69 - -
5.92 5.92 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.44
1.44
N/A
N/A

Morningstar Rating

Category: Target-Date 2030
2 stars 2 stars
203 funds
2 stars 2 stars
160 funds
2 stars 2 stars
85 funds
2 stars 2 stars
203 funds

Target-Date 2035

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.00 0.00 NA NA
0.00 0.00 NA NA
12.38 12.38 8.25 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
21.24 21.24 - -
10.42 10.42 - -
10.65 10.65 - -
10.36 10.36 - -
6.55 6.55 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.47
1.47
N/A
N/A

Morningstar Rating

Category: Target-Date 2035
2 stars 2 stars
201 funds
2 stars 2 stars
157 funds
2 stars 2 stars
86 funds
2 stars 2 stars
201 funds

Target-Date 2040

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.05 0.05 NA NA
13.64 13.64 9.03 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
23.16 23.16 - -
10.86 10.86 - -
11.23 11.23 - -
10.80 10.80 - -
6.31 6.31 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.49
1.49
N/A
N/A

Morningstar Rating

Category: Target-Date 2040
2 stars 2 stars
203 funds
2 stars 2 stars
160 funds
2 stars 2 stars
85 funds
2 stars 2 stars
203 funds

Target-Date 2045

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.00 0.00 NA NA
0.00 0.00 NA NA
14.69 14.69 9.79 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
24.85 24.85 - -
11.21 11.21 - -
11.65 11.65 - -
11.15 11.15 - -
6.94 6.94 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.52
1.52
N/A
N/A

Morningstar Rating

Category: Target-Date 2045
2 stars 2 stars
201 funds
2 stars 2 stars
157 funds
2 stars 2 stars
85 funds
2 stars 2 stars
201 funds

Target-Date 2050

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.05 0.05 NA NA
15.29 15.29 10.13 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
25.86 25.86 - -
11.41 11.41 - -
11.96 11.96 - -
11.42 11.42 - -
6.31 6.31 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.52
1.52
N/A
N/A

Morningstar Rating

Category: Target-Date 2050
2 stars 2 stars
203 funds
2 stars 2 stars
160 funds
2 stars 2 stars
78 funds
2 stars 2 stars
203 funds

Target-Date 2055

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.01 0.01 NA NA
0.06 0.06 NA NA
15.80 15.80 10.42 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
26.70 26.70 - -
11.49 11.49 - -
12.15 12.15 - -
11.52 11.52 - -
7.11 7.11 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.54
1.54
N/A
N/A

Morningstar Rating

Category: Target-Date 2055
2 stars 2 stars
201 funds
2 stars 2 stars
154 funds
2 stars 2 stars
65 funds
2 stars 2 stars
201 funds

Target-Date 2060

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.00 0.00 NA NA
0.00 0.00 NA NA
16.12 16.12 10.66 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
27.30 27.30 - -
11.62 11.62 - -
12.25 12.25 - -
- - - -
10.08 10.08 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.55
1.55
N/A
N/A

Morningstar Rating

Category: Target-Date 2060
2 stars 2 stars
187 funds
2 stars 2 stars
121 funds
N/A N/A
2 stars 2 stars
187 funds

Target-Date 2065+

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.00 0.00 NA NA
0.00 0.00 NA NA
16.20 16.20 10.75 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
27.53 27.53 - -
11.74 11.74 - -
- - - -
- - - -
11.72 11.72 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.59
1.63
N/A
N/A

Morningstar Rating

Category: Target-Date 2065+
2 stars 2 stars
16 funds
N/A N/A
N/A N/A
2 stars 2 stars
16 funds

Target-Date Retirement

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg
% Chg
% YTD
0.02 0.02 NA NA
0.15 0.15 NA NA
3.47 3.47 2.21 NA

Average Annual Total Returns (%)
(as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
6.80 6.80 - -
6.13 6.13 - -
4.99 4.99 - -
4.82 4.82 - -
3.93 3.93 - -

Fund Expenses

Net Expense
Gross Expense
Contractual Cap
Waiver Exp. Date
1.33
1.33
N/A
N/A

Morningstar Rating

Category: Target-Date Retirement
2 stars 2 stars
150 funds
2 stars 2 stars
117 funds
2 stars 2 stars
78 funds
2 stars 2 stars
150 funds

Disclosures

An investment in the Fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. You could lose money by investing in the Fund. Although the Fund seeks to preserve the value of your investment at $1.00 per share, it cannot guarantee it will do so. The Fund's sponsor has no legal obligation to provide financial support to the Fund, and you should not expect that the sponsor will provide financial support to the Fund at any time

Not FDIC Insured
May Lose Value - Not a Deposit - No Bank Guarantee

Not Insured by any Federal Government Agency

Investors should carefully consider a fund's investment objectives, risks, charges, and expenses prior to investing.

Investment results shown represent historical performance and do not guarantee future results. Your mutual fund's returns and principal values will fluctuate with changes in interest rates and other market conditions so the value, when redeemed, may be worth more or less than original costs. Current performance may be lower or higher than the performance shown.

A Shares - Maximum up-front sales charges may apply. See the prospectus for details. Equity Funds, 5.5% (except LargeCap S&P 500 Index Fund, 1.5%); SAM Portfolios, 5.5% (except SAM Flexible Income Portfolio, 3.75%); Principal LifeTime Funds, 5.5% (except Principal LifeTime Strategic Income Fund, 3.75%); Specialty Funds, 3.75%; Fixed-Income Funds, 3.75% (except Income, Short-Term Income, and Government & High Quality Bond, 2.25%); Municipal Funds, 4.5%. Money Market does not have an up-front sales charge.

Principal Global Investors is the Investment Adviser of all funds included in the Principal Funds, Inc. Principal Funds are managed by Principal Global Investors, its boutique affiliates, and by many leading sub-advisors.

In situations where the net and gross fund expense figures are different, the investment manager has contractually agreed to limit the investment option's expense. Differences may also be shown due to the investment manager choosing to pay certain expenses that would normally be payable by the fund. The gross fund expense figure does not reflect any waivers or caps on the mutual fund. Performance shown reflects the application of net expenses of the fund.

See the Principal Funds, Inc. prospectus for the full name of each Fund.

Returns shown for periods of less than one year are not annualized.

Principal Funds Class P shares automatically converted to Institutional Class shares effective close of business June 23, 2017.

Money Market investment options are not guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although these Funds seek to preserve the value of your investment at $1.00 per share, it is possible to lose money.

Price The price, or net asset value is the value of mutual fund shares determined by deducting the fund's liabilities from the total assets of the portfolio and dividing this amount by the number of shares outstanding. This cannot be relied upon as today's offering price.

YTD at NAV % - Measured from January 1, 2020 to the most recent established NAV date. Returns include the reinvestment of dividends and capital gains distributions at NAV.

Average Annual Total Return at Maximum Offering Price (MOP) - The highest price that may be charged for purchases of fund shares, including the maximum contingent deferred sales charge or the maximum front end sales charge, whichever is applicable. Returns include the reinvestment of dividends and capital gains distributions at NAV as of previous month end or previous quarter end.

Morningstar Ratings are as of previous month end.

Since Inception return represents Average Annual Total Return at Maximum Offering Price (MOP) from Extended Performance Inception Date as of previous month end or previous quarter end.

Contingent Deferred Sales Charge (CDSC) - A deferred sales charge, which is paid at the time of redemption and generally decreases with the amount of time that fund shares are held before sale, ultimately declining to 0%. It is referred to as a contingent sales charge because of such declining schedule. The CDSC is also commonly called a back-end load. Performance displayed reflects the application of these charges.

The 7-Day Yield % more closely reflects the current earnings of this money market investment option than the total return displayed.

Morningstar Ratings do not reflect the inclusion of sales charges. If sales charges were reflected, rankings could be lower.

The Morningstar Rating™ for funds, or "star rating", is calculated for managed products (including mutual funds, variable annuity and variable life subaccounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product's monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics. The weights are: 100% three-year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10-year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods. Past performance does not guarantee future results. © 2021 Morningstar, Inc. All rights reserved. Part of the mutual fund data contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete, or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.


Footnotes

1 Small-cap and mid-cap investment options are subject to more fluctuation in value and may have additional risks than other investment options with stocks of larger, more stable companies.


2 Each index based investment option is invested in the stocks or bonds of the index it tracks. Performance of indexes reflects the unmanaged results for the market segment the selected stocks or bonds represent. There is no assurance an index based investment option will match the performance of the index tracked.


3 International and global investment options are subject to additional risk due to fluctuating exchange rates, foreign accounting and financial policies, and other economic and political environments.


5 Real Estate investment options are subject to investment and liquidity risk and other risks inherent in real estate such as those associated with general and local economic conditions. Property values can decline due to environmental and other reasons. In addition, fluctuation in interest rates can negatively impact the performance of real estate investment options.


6 S&P 500 is a trademark of S&P Global and is used under license. The product is not sponsored, endorsed, sold or promoted by Standard & Poor's and Standard & Poor's makes no representation regarding the advisability of investing in the product.


7 S&P 600 is a trademark of S&P Global and is used under license. The product is not sponsored, endorsed, sold or promoted by Standard & Poor's and Standard & Poor's makes no representation regarding the advisability of investing in the product.


8 S&P 400 is a trademark of S&P Global and is used under license. The product is not sponsored, endorsed, sold or promoted by Standard & Poor's and Standard & Poor's makes no representation regarding the advisability of investing in the product.


10 These calculated returns reflect the historical performance of the oldest share class of the fund, adjusted to reflect a portion of the fees and expenses of this share class. For time periods prior to inception date of the fund, predecessor performance is reflected. Please see the fund's prospectus for more information on specific expenses, and the fund's most recent shareholder report for actual date of first sale. Expenses are deducted from income earned by the fund. As a result, dividends and investment results will differ for each share class.


11 Equity investment options involve greater risk, including heightened volatility, than fixed-income investment options. Fixed-income investment options are subject to interest rate risk, and their value will decline as interest rates rise.


12 Asset allocation does not guarantee a profit or protect against a loss. Investing in real estate, small-cap, international, and high-yield investment options involves additional risks.


14 Small-cap and mid-cap stocks may have additional risks, including greater price volatility.


15 Fixed-income investment options are subject to interest rate risk, and their value will decline as interest rates rise. Neither the principal of bond investment options nor their yields are guaranteed by the U.S. government.


16 Fixed-income and asset allocation investment options that invest in mortgage securities are subject to increased risk due to real estate exposure.


17 Instances of high double-digit returns were achieved primarily during favorable market conditions and may not be sustainable over time.


20 The manager of the Fund, Principal Global Investors, invests between 10% and 40% of the Fund's assets in common stocks in an attempt to match or exceed the performance of the Fund's benchmark index for performance.


21 Asset allocation and diversification do not ensure a profit or protect against a loss. Additionally there is no guarantee this investment option will provide adequate income at or through retirement.


23 The Investment Advisor will display "Multiple Sub-Advisors" for certain target-date, target-risk and specialty investment options where the assets are directed by the Investment Manager to multiple underlying investment options. These underlying investment options may use multiple sub-advisors who are responsible for the day-to-day management responsibilities.


24 The International Equity Index investment option described herein is indexed to an MSCI index.


25 The funds or securities referred to herein are not sponsored, endorsed, or promoted by MSCI, and MSCI bears no liability with respect to any such funds or securities or any index on which such funds or securities are based. The Principal International Equity Index Fund's Statement of Additional Information contains a more detailed description of the limited relationship MSCI has with Principal and any related funds.


28 The risks associated with derivative investments include that the underlying security, interest rate, market index, or other financial asset will not move in the direction the Investment Adviser and/or Sub-Advisor anticipated, the possibility that there may be no liquid secondary market, the risk that adverse price movements in an instrument can result in a loss substantially greater than a fund's initial investment, the possibility that the counterparty may fail to perform its obligations; and the inability to close out certain hedged positions to avoid adverse tax consequences.


29 International and global investing involves greater risks such as currency fluctuations, political/social instability and differing accounting standards.


31 Fixed-income investment options are subject to interest rate risk, and their value will decline as interest rates rise. Risks of preferred securities differ from risks inherent in other investments. In particular, in a bankruptcy preferred securities are senior to common stock but subordinate to other corporate debt. Contingent capital securities (CoCos) may have substantially greater risk than other securities in times of financial stress. An issuer or regulators decision to write down, write off or convert a CoCo may result in complete loss on an investment.


33 Additional target date portfolios may be added to the Principal LifeTime portfolios series to accommodate plan participants with later normal retirement dates as they enter the workforce. Participants may also choose a portfolio with a target date that does not match the intended retirement date. Compare the different portfolios to see how the mix of investments might shift.


34 This investment option is considered non-diversified, which means it, or the underlying mutual fund, can invest a higher percentage of its assets in of fewer individual issuers than a diversified investment. As a result, changes in the value of a single investment could cause greater fluctuations, gain or loss, in the net asset value than would occur if it was more diversified.


35 Selecting a target date fund series is also authorizing any additional vintage which is launched by the investment provider for the series, and included in their associated materials, to be added to the plan after proper notification.


36 There is no guarantee that a target date investment will provide adequate income at or through retirement. A target date fund's (TDF) glidepath is typically set to align with a retirement age of 65, which maybe your plan's normal retirement date (NRD). If your plan's NRD/age is different, the plan may default you to a TDF based on the plans NRD/Age. Participants may choose a TDF that does not match the plan's intended retirement date but instead aligns more to their investment risk. Compare the different TDF's to see how the mix of investments shift based on the TDF glide path.