ETF Pricing & Performance

*Morningstar® Ratings as of

Active Management

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
42.00 42.00 41.66 41.66
0.10 0.10 NA NA
0.10 0.10 NA NA
4.04 4.04 3.20 3.20

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
10.92 10.92 11.58 11.58
NA NA NA NA
NA NA NA NA
NA NA NA NA
6.50 6.50 6.93 6.93

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.65
1.45
N/A
SEC Yield %
Benchmark
3.95
 LF89TRUU

Morningstar Rating

Category: Allocation--30% to 50% Equity
N/A
400 funds
N/A
348 funds
N/A
240 funds
N/A
400 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
25.98 25.98 25.50 25.50
0.02 0.02 NA NA
0.07 0.07 NA NA
NA NA NA NA

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
NA NA NA NA
NA NA NA NA
NA NA NA NA
NA NA NA NA
1.43 1.43 2.00 2.00

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.58
0.58
N/A
N/A
SEC Yield %
Benchmark
2.47
MSCI ACWI

Morningstar Rating

Category: World Large Stock
N/A
714 funds
N/A
590 funds
N/A
329 funds
N/A
714 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
100.88 100.88 NA NA
0.02 0.02 NA NA
0.01 0.01 NA NA
NA NA NA NA

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
NA NA NA NA
NA NA NA NA
NA NA NA NA
NA NA NA NA
NA NA NA NA

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.55
0.55
N/A
N/A
SEC Yield %
Benchmark
0.00
CIPS

Morningstar Rating

Category: Preferred Stock
N/A
41 funds
N/A
33 funds
N/A
17 funds
N/A
41 funds

Strategic Beta

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
29.49 29.49 29.03 29.03
0.16 0.16 NA NA
0.17 0.17 NA NA
13.10 13.10 11.35 11.35

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
13.23 13.23 13.22 13.22
NA NA NA NA
NA NA NA NA
NA NA NA NA
13.92 13.92 13.89 13.89

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.29
0.40
SEC Yield %
Benchmark
0.97
 NQPRCE

Morningstar Rating

Category: Large Growth
N/A
1277 funds
N/A
1152 funds
N/A
803 funds
N/A
1277 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
29.50 29.50 29.14 29.14
0.18 0.18 NA NA
0.18 0.18 NA NA
6.36 6.36 5.07 5.07

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
21.42 21.42 21.29 21.29
NA NA NA NA
NA NA NA NA
NA NA NA NA
15.15 15.15 15.26 15.26

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.29
0.40
SEC Yield %
Benchmark
1.73
NQSHYL

Morningstar Rating

Category: Mid-Cap Value
N/A
356 funds
N/A
310 funds
N/A
217 funds
N/A
356 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
29.27 29.27 28.59 28.59
0.41 0.41 NA NA
0.41 0.41 NA NA
27.32 27.32 24.34 24.34

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
NA NA NA NA
NA NA NA NA
NA NA NA NA
NA NA NA NA
14.24 14.24 14.34 14.34

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.42
0.42
N/A
N/A
SEC Yield %
Benchmark
0.00
 NQHCIN

Morningstar Rating

Category: Health
N/A
127 funds
N/A
120 funds
N/A
98 funds
N/A
127 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
30.27 30.27 29.03 29.03
0.10 0.10 NA NA
0.09 0.09 NA NA
21.96 21.96 16.96 16.96

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
NA NA NA NA
NA NA NA NA
NA NA NA NA
NA NA NA NA
16.23 16.23 16.68 16.68

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.45
0.45
N/A
N/A
SEC Yield %
Benchmark
0.43
 NQGMOI

Morningstar Rating

Category: World Large Stock
N/A
714 funds
N/A
590 funds
N/A
329 funds
N/A
714 funds

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
29.17 29.17 28.84 28.84
0.18 0.18 NA NA
0.28 0.28 NA NA
5.71 5.71 4.53 4.53

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
NA NA NA NA
NA NA NA NA
NA NA NA NA
NA NA NA NA
16.08 16.08 16.06 16.06

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.38
0.38
N/A
N/A
SEC Yield %
Benchmark
0.89
 NQUSSL

Morningstar Rating

Category: Small Blend
N/A
646 funds
N/A
545 funds
N/A
389 funds
N/A
646 funds

Disclosures

Performance data quoted represents past performance. Past performance is no guarantee of future results and investment returns, and principal value of the Fund will fluctuate so that shares, when redeemed, may be worth more or less than their original cost. Current performance may be higher or lower than the performance quoted.

Investors should carefully consider a fund’s investment objectives, risks, charges, and expenses prior to investing.

Asset allocation and diversification do not ensure a profit or protect against a loss. Investing in ETFs involves risk, including possible loss of principal. ETFs are subject to risk similar to those of stocks, including those regarding short-selling and margin account maintenance.

Investor shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Ordinary brokerage commissions apply.

Returns shown for periods of less than one year are not annualized.

Morningstar Ratings do not reflect the inclusion of sales charges. If sales charges were reflected, rankings could be lower.


Footnotes

1 Equity investments involve greater risk, including higher volatility, than fixed-income investment options.


2 Mid-cap stocks may have additional risks, including greater price volatility.


3 Small and mid-cap stocks may have additional risks including greater price volatility.


4 Investments concentrated in the healthcare industry may be adversely impacted by sector specific market shocks, unforeseen rate controls or regulations, higher than expected costs, or inability to bring new products to market.


5 International and global investing involves greater risks such as currency fluctuations, political/social instability and differing accounting standards.


6 Equity investment options involve greater risk, including heightened volatility, than fixed-income investment options. Fixed-income investments are subject to interest rate risk; as interest rates rise, their value will decline. Lower-rated securities are subject to additional credit and default risks. REIT securities are subject to risk factors associated with the real estate industry and tax factors of REIT registration. A master limited partnership (MLP) that invests in a particular industry (e.g., oil and gas) may be harmed by detrimental economic events within that industry. As partnerships, MLPs may be subject to less regulation (and less protection for investors) under state laws than corporations. In addition, MLPs may be subject to state taxation in certain jurisdictions, which may reduce the amount of income paid by an MLP to its investors.


7 Unlike typical ETFs, there are no indices that the Principal EDGE Active Income ETF attempts to track or replicate. Thus, the ability of the Fund to achieve its objectives will depend on the effectiveness of the portfolio manager.


8 Small-cap stocks may have additional risks including greater price volatility.


9 Unlike typical ETFs, there are no indices that the Principal Active Global Dividend Income ETF attempts to track or replicate. Thus, the ability of the Fund to achieve its objectives will depend on the effectiveness of the portfolio manager.


10 Risks of preferred securities differ from risks inherent in other investments. In particular, in a bankruptcy preferred securities are senior to common stock but subordinate to other corporate debt.


11 Unlike typical ETFs, there are no indices that the Principal Spectrum Preferred Securities Active ETF attempts to track or replicate. Thus, the ability of the Fund to achieve its objectives will depend on the effectiveness of the portfolio manager.