ETF Pricing & Performance

*Morningstar® Ratings as of

Active Management

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
25.05 25.05 24.10 24.10
0.03 0.03 NA NA
0.03 0.03 NA NA
3.94 3.94 0.00 0.00

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
NA NA NA NA
NA NA NA NA
NA NA NA NA
NA NA NA NA
-1.33 1.75 -0.94 2.10

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.26
0.26
N/A
N/A
SEC Yield %
Benchmark
3.79
LUACTRUU

Morningstar Rating

Category: Corporate Bond
N/A
181 funds
N/A
150 funds
N/A
85 funds
N/A
181 funds

Strategic Beta

Fund Prices
(as of ) (as of ) (as of ) (as of )

$ Chg Price
$ Chg NAVChg NAV
% YTD (Price)YTD (Price)
95.19 95.19 84.63 84.63
0.13 0.13 NA NA
-0.22 -0.22 NA NA
12.48 12.48 0.00 0.00

Average Annual Total Returns (%)
(as of ) (as of ) (as of ) (as of )

1 yr
3 yr
5 yr
10 yr
Since
Incep
Incep
Date
-14.41 -5.49 -14.82 -5.07
NA NA NA NA
NA NA NA NA
NA NA NA NA
-11.44 -3.38 -11.54 -3.22

Fund Expenses

Net Expense
Gross Expense
Expense Limit Expiration
Expense Waiver Expiration
0.39
0.39
N/A
N/A
SEC Yield %
Benchmark
2.31
NQDMSL

Morningstar Rating

Category: Foreign Large Growth
N/A
366 funds
N/A
314 funds
N/A
228 funds
N/A
366 funds

Disclosures

Performance data quoted represents past performance. Past performance is no guarantee of future results and investment returns, and principal value of the Fund will fluctuate so that shares, when redeemed, may be worth more or less than their original cost. Current performance may be higher or lower than the performance quoted.

Investors should carefully consider a fund’s investment objectives, risks, charges, and expenses prior to investing.

Asset allocation and diversification do not ensure a profit or protect against a loss. Investing in ETFs involves risk, including possible loss of principal. ETFs are subject to risk similar to those of stocks, including those regarding short-selling and margin account maintenance.

Investor shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Ordinary brokerage commissions apply.

Returns shown for periods of less than one year are not annualized.

Morningstar Ratings do not reflect the inclusion of sales charges. If sales charges were reflected, rankings could be lower.


Footnotes

1 Equity investments involve greater risk, including higher volatility, than fixed-income investment options.


2 Mid-cap stocks may have additional risks, including greater price volatility.


5 International and global investing involves greater risks such as currency fluctuations, political/social instability and differing accounting standards.


13 Fixed-income investments are subject to interest rate risk; as interest rates rise, their value will decline.


14 Unlike typical ETFs, there are no indices that the Principal Investment Grade Corporate Active ETF attempts to track or replicate. Thus, the ability of the Fund to achieve its objectives will depend on the effectiveness of the portfolio manager.


15 The Bloomberg Barclays U.S. Corporate Investment Grade Bond Index measures the investment grade, fixed-rate, taxable corporate bond market. It includes U.S. dollar-denominated securities publicly issued by U.S. and non-U.S. industrial, utility, and financial issuers.