Pricing & Performance: Ratings & Recognition
Morningstar Star Ratings
Morningstar, an industry leader in fund information and analysis, combines measures of a fund's sales load, performance, and risk to assign it a Morningstar Rating based on risk adjusted returns.
Data sorted by Morningstar Overall Rating
Asset Allocation
| Fund | Morningstar Category | Overall | 3 Year | 5 Year | 10 Year |
|---|---|---|---|---|---|
| SAM Balanced A (Load-Waived) | Moderate Allocation |  |
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| SAM Balanced A | Moderate Allocation | |
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| SAM Conservative Balanced A (Load Waived) | Conservative Allocation | |
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| SAM Conservative Balanced A | Conservative Allocation | |
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| SAM Conservative Growth A (Load Waived) | Large Blend | |
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| SAM Conservative Growth A | Large Blend | |
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| SAM Flexible Income A (Load-Waived) | Conservative Allocation | |
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| SAM Flexible Income A | Conservative Allocation | |
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Large U.S. Equity
| Fund | Morningstar Category | Overall | 3 Year | 5 Year | 10 Year |
|---|---|---|---|---|---|
| Equity Income A (Load-Waived) | Large Value |  |
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| Equity Income A | Large Value | |
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| LargeCap Growth II (Load-Wiaved) | Large Growth | |
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N/A |
| LargeCap Growth II A | Large Growth | |
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N/A |
| Capital Appreciation (Load-Waived) | Large Blend | |
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| Capital Appreciation | Large Blend | |
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Small/Mid U. S. Equity
| Fund | Morningstar Category | Overall | 3 Year | 5 Year | 10 Year |
|---|---|---|---|---|---|
| MidCap Blend A (Load-Waived) | MidCap Blend | |
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N/A |
| MidCap Blend A | MidCap Blend | |
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N/A |
| MidCap Value I A (Load-Waived) | MidCap Value | |
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N/A |
| MidCap Value I A | MidCap Value | |
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N/A |
Real Estate Securities
| Fund | Morningstar Category | Overall | 3 Year | 5 Year | 10 Year |
|---|---|---|---|---|---|
| Real Estate Securities Fund A (Load-Waived) | Specialty-Real Estate | |
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N/A |
| Real Estate Securities Fund A | Specialty-Real Estate | |
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N/A |
Fixed Income
| Fund | Morningstar Category | Overall | 3 Year | 5 Year | 10 Year |
|---|---|---|---|---|---|
| High Yield A (Load-Waived) | High Yield Bond | |
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| High Yield A | High Yield Bond | |
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| Income A (Load Waived) | Intermediate-Term Bond | |
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| Income A | Intermediate-Term Bond | |
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| Short-Term Income A (Load-Waived) | Short-Term Bond | |
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| Short-Term Income A | Short-Term Bond | |
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The funds listed above may have recent negative performance. View current performance here.
Not all investors are eligible to purchase shares at Net Asset Value (without a sales charge). Load waived ratings apply only when investors are eligible to purchase shares without the sales charge or for existing shareholders who have already paid the sales charge. Unless indicated as "load waived", ratings include a maximum sales charge. Consult a current prospectus for details on reduced/waived sales charges and breakpoints.
Ratings listed above are as of 12/31/09. Past performance is no guarantee of future results.
Morningstar proprietary ratings reflect historical risk-adjusted performance for funds with at least a 3-year performance history and are subject to change every month. Morningstar Ratings (TM) are calculated from a fund's three-, five-, and ten-year average annual returns in excess of the 90-day U.S. Treasury bill returns, with appropriate fee adjustments, and a risk factor that reflects performance below the 90-day Treasury bill return. Within each asset class the top 10% of funds receive 5 stars (Highest); the next 22.5% receive 4 stars (Above Average); the middle 35% earn 3 stars (Average); the next 22.5% receive 2 stars (Below Average); and the bottom 10% get 1 star (Lowest). The Overall Morningstar Rating for a fund is derived from a weighted average of the performance figures associated with its three-, five- and ten-year (if applicable) Morningstar Rating metrics. Copyright 2007 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
The number of U.S.-domiciled funds tracked by Morningstar in the following categories for periods ended 12/31/09 are as follows: the Moderate Allocation category consisted of 953 funds for the three-year period, 786 funds for the five-year period and 441 funds for the ten-year period; the Conservative Allocation category consisted of 522 funds for the three-year period, 343 funds for the five-year period and 151 funds for the ten-year period; the Large Blend category consisted of 1,757 funds for the three-year period, 1,376 funds for the five-year period, and 710 funds for the ten-year period; the Large Value category consisted of 1,104 funds for the three-year period, 912 funds for the five-year period, and 459 funds for the ten-year period; the Large Growth category consisted of 1,548 funds for the three-year period and 1,276 funds for the five-year period; the High Yield Bond category consisted of 475 funds for the three-year period, 411 funds for the five-year period, and 258 funds for the ten-year period; the MidCap Blend category consisted of 369 funds for the three-year period and 303 funds for the five-year period; the Real Estate category consisted of 227 funds for the three-year period and 201 funds for the five-year period; the Short-Term Bond category consisted of 384 funds for the three-year period, 318 funds for the five-year period, and 168 funds for the ten-year period; the Intermediate-Term Bond category consisted of 978 funds for the three-year period, 866 funds for the five-year period, and 496 funds for the ten-year period; the MidCap Value category consisted of 356 funds for the three-year period, and 250 funds for the five-year period.
This document represents a limited selection of the Principal Funds & Portfolios that are rated by Morningstar. Many of our other Funds, Portfolios and share classes are also rated by Morningstar, but may not be rated as highly as the Funds included in this document.
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