Forms & Literature: Forms & Applications: Traditional & Roth IRA
| Item | Complete & Print |
| 72(t) Distribution Establish 72(t) distributions for your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA. |
 (PDF: 115 KB) |
| Automatic Exchange Election Establish an automatic exchange of shares between funds in your account. |
(PDF: 73 KB) |
| Automatic Investment Plan Establish automatic investments into your Principal Funds account from your checking or savings account. |
(PDF: 90 KB) |
| Beneficiary Designation Add or change beneficiaries on your retirement account. |
(PDF: 85 KB) |
| Change of Dealer or Investment Representative Update your broker/dealer and/or Investment Representative information on your account. |
(PDF: 51 KB) |
| Direct Deposit Authorization Form Establish a Direct Deposit plan to automatically deposit all or part of your paycheck, social security, or government agency payments, directly to your Principal Funds account. |
(PDF: 110 KB) |
| Electronic Funds Transfer Establish banking information on your account to facilitate electronic purchases and redemptions. |
(PDF: 55 KB) |
| IRA Application Establish a Traditional or Roth IRA account. |
(PDF: 364 KB) |
| IRA Distribution Request a non-mandatory distribution from your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA account. |
(PDF: 151 KB) |
| IRA Plan Document, Custody Agreement, & Account Disclosure Statement Review this document before establishing a Traditional IRA, Roth IRA, or SEP IRA, and keep it for your records. |
(PDF: 88 KB) |
| IRA Rollover Statement Use this form if you have received a distribution made payable to you from an IRA, or as an eligible rollover distribution from a qualified plan, and would like to roll over the funds into a Principal Funds IRA. |
(PDF: 125 KB) |
| IRA Transfer/Direct Rollover Request Use this form for a Trustee-to-Trustee Transfer/Rollover of a Traditional IRA, Roth IRA, or Rollover IRA from another institution to Principal Funds. |
(PDF: 58 KB) |
| Legal Name and/or Address Change Request a legal name or address change for your account. |
(PDF: 181 KB) |
| Retirement Plan Beneficiary Open a Beneficiary IRA or take distributions from an existing Beneficiary IRA. |
(PDF: 225 KB) |
| Retirement Plan Primary/Secondary Administrator Form Add or update the Primary/Secondary Administrators on your Sponsor Service Center plan. |
(PDF: 137 KB) |
| Required Minimum Distribution (RMD) Request Request a Required Minimum Distribution from your Traditional IRA, SIMPLE IRA, SEP IRA, or 403(b)(7) account. |
(PDF: 90 KB) |
| Rights of Accumulation (ROA)/Statement of Intent (SOI) Notify us of accounts eligible for linking under Rights of Accumulation (ROA), or establish a Statement of Intent (SOI). |
(PDF: 67 KB) |
| Roth IRA Conversion/Deconversion Application Convert your Traditional IRA into a Roth IRA, or deconvert a Roth IRA into a Traditional IRA. |
(PDF: 225 KB) |
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