Skip navigation.
Go to the Principal Funds home page
Principal Funds - For Investors
Secure  Account Login

Select login type:

Quick Links
Forms Links

Forms & Literature: Forms & Applications: SIMPLE IRA

Employer Items Complete & Print
Retirement Plan Primary/Secondary Administrator Form
Add or update the Primary/Secondary Administrators on your Sponsor Service Center plan.

download PDF (PDF: 159 KB)
SIMPLE IRA Adoption Agreement (IRS Form 5304-SIMPLE)
Establish a SIMPLE IRA plan (for use by employers).

download PDF (PDF: 777 KB)
SIMPLE IRA Salary Deferral Contribution 
Submit initial employer contributions for participants in a SIMPLE IRA plan (for use by employers).

download PDF (PDF: 41 KB)

Employee Items
Complete & Print
72(t) Distribution
Establish 72(t) distributions for your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA.

download PDF (PDF: 576 KB)
Automatic Exchange Election
Establish an automatic exchange of shares between funds in your account.

download PDF (PDF: 66 KB)
Automatic Investment Plan
Establish automatic investments into your Principal Funds account from your checking or savings account.

download PDF (PDF: 59 KB)
Beneficiary Designation
Add or change beneficiaries on your retirement account.

download PDF (PDF: 51 KB)
Electronic Funds Transfer
Establish banking information on your account to facilitate electronic purchases and redemptions.

download PDF (PDF: 176 KB)
IRA Distribution
Request a non-mandatory distribution from your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA account.

download PDF (PDF: 327 KB)
IRA Rollover Statement
Use this form if you have received a distribution made payable to you from an IRA, or as an eligible rollover distribution from a qualified plan, and would like to roll over the funds into a Principal Funds IRA.

download PDF (PDF: 288 KB)
Retirement Plan Beneficiary 
Open a Beneficiary IRA or take distributions from an existing Beneficiary IRA.

download PDF (PDF: 903 KB)
Required Minimum Distribution (RMD) Request
Request a Required Minimum Distribution from your Traditional IRA, SIMPLE IRA, SEP IRA, or 403(b)(7) account.

download PDF (PDF: 269 KB)
Rights of Accumulation (ROA)/Statement of Intent (SOI)
Notify us of accounts eligible for linking under Rights of Accumulation (ROA), or establish a Statement of Intent (SOI). 

download PDF (PDF: 66 KB)
SIMPLE IRA Application
Establish a SIMPLE IRA account (for use by plan participants).

download PDF (PDF: 566 KB)
SIMPLE IRA Adoption Agreement (IRS Form 5304-SIMPLE)
Establish a SIMPLE IRA plan (for use by employers).

download PDF (PDF: 777 KB)
SIMPLE IRA Custodial Agreement (IRS Form 5305-SA)
Establish or amend salary deferral contributions to your SIMPLE IRA account.

download PDF (PDF: 330 KB)
SIMPLE IRA Salary Deferral Agreement
Establish or amend salary deferral contributions to your SIMPLE IRA account.

download PDF (PDF: 34 KB)
SIMPLE IRA Transfer Request
Transfer a SIMPLE IRA from another institution to a SIMPLE IRA with Principal Funds.

download PDF (PDF: 280 KB)

t12121001m2


 

To obtain a prospectus, download online or call Customer Service at 1.800.222.5852

While this communication may be used to promote or market a transaction or an idea that is discussed in the publication, it is intended to provide general information about the subject matter covered and is provided with the understanding that The Principal® is not rendering legal, accounting, or tax advice. It is not a marketed opinion and may not be used to avoid penalties under the Internal Revenue Code. You should consult with appropriate counsel or other advisors on all matters pertaining to legal, tax, or accounting obligations and requirements. For more information about our funds, including their full names, please see the Principal Funds, Inc. prospectus or call Customer Service at 1.800.222.5852.

A mutual fund's share price and investment return will vary with market conditions, and the principal value of an investment when you sell your shares may be more or less than the original cost.

This Web site was created and is maintained by Principal Funds Distributor, Inc. exclusively, and not by the Directors of the funds.

Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc., member of the Principal Financial Group®. Principal Funds Distributor, Principal Shareholder Services, Principal Management Corporation and its affiliates, and Principal Funds, Inc. are collectively referred to as Principal Funds.

Not FDIC or NCUA/NCUSIF insured - May lose value - No bank guarantee - Not a deposit - Not insured by any federal government agency

Copyright © , Principal Financial Services, Inc.
Disclosures and Terms of Use | Privacy and Security