Forms & Literature: Forms & Applications: SEP-IRA
| Employer Items | Complete & Print |
| Retirement Plan Primary/Secondary Administrator Form Add or update the Primary/Secondary Administrators on your Sponsor Service Center plan. |
 (PDF: 137 KB) |
| SEP IRA Adoption Agreement Establish a SEP IRA plan (for use by employers). |
(PDF: 75 KB) |
| SEP IRA Employer Contribution Submit initial employer contributions for participants in a SEP IRA (for use by employers). |
(PDF: 217 KB) |
| Employee Items | Complete & Print |
| 72(t) Distribution Establish 72(t) distributions for your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA. |
(PDF: 115 KB) |
| Automatic Exchange Election Establish an automatic exchange of shares between funds in your account. |
(PDF: 73 KB) |
| Change of Dealer or Investment Representative Update your broker/dealer and/or Investment Representative information on your account. |
(PDF: 51 KB) |
| Beneficiary Designation Add or change beneficiaries on your retirement account. |
(PDF: 85 KB) |
| Electronic Funds Transfer Establish banking information on your account to facilitate electronic purchases and redemptions. |
(PDF: 55 KB) |
| IRA Distribution Request a non-mandatory distribution from your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA account. |
(PDF: 151 KB) |
| IRA Required Minimum Distribution (RMD) Request a Required Minimum Distribution from your Traditional IRA, SIMPLE IRA, SEP IRA, or 403(b)(7) account. Alert! Waive Your 2009 Required Minimum Distribution |
(PDF: 90 KB) |
| Legal Name and/or Address Change Request a legal name or address change for your account. |
(PDF: 181 KB) |
| Retirement Plan Beneficiary Open a Beneficiary IRA or take distributions from an existing Beneficiary IRA. Alert! Waive Your 2009 Required Minimum Distribution |
(PDF: 225 KB) |
| Rights of Accumulation (ROA)/Statement of Intent (SOI) Notify us of accounts eligible for linking under Rights of Accumulation (ROA), or establish a Statement of Intent (SOI). |
(PDF: 67 KB) |
| SEP IRA Application Establish a Simplified Employee Pension (SEP) IRA account (for use by plan participants). |
(PDF: 223 KB) |
| SEP IRA Transfer/Direct Rollover Request Transfer a SEP IRA (or roll over a qualified plan) from another institution to a SEP IRA with Principal Funds. |
(PDF 173 KB) |
To obtain a prospectus, download online or call Customer Service at 1.800.222.5852
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