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Forms & Literature: Forms & Applications: SEP-IRA

Employer Items Complete & Print
Retirement Plan Primary/Secondary Administrator Form
Add or update the Primary/Secondary Administrators on your Sponsor Service Center plan.

download PDF (PDF: 159 KB)
SEP IRA Adoption Agreement 
Establish a SEP IRA plan (for use by employers).

download PDF (PDF: 325 KB)
SEP IRA Employer Contribution
Submit initial employer contributions for participants in a SEP IRA (for use by employers).

download PDF (PDF: 74 KB)

Employee Items
Complete & Print
72(t) Distribution
Establish 72(t) distributions for your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA.

download PDF (PDF: 576 KB)
Automatic Exchange Election
Establish an automatic exchange of shares between funds in your account.

download PDF (PDF: 66 KB)
Beneficiary Designation
Add or change beneficiaries on your retirement account.

download PDF (PDF: 51 KB)
Change of Dealer or Investment Representative
Update your broker/dealer and/or Investment Representative information on your account.

download PDF (PDF: 32 KB)
Electronic Funds Transfer
Establish banking information on your account to facilitate electronic purchases and redemptions.

download PDF (PDF: 176 KB)
IRA Distribution
Request a non-mandatory distribution from your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA account.

download PDF (PDF: 327 KB)
IRA Rollover Statement
Use this form if you have received a distribution made payable to you from an IRA, or as an eligible rollover distribution from a qualified plan, and would like to roll over the funds into a Principal Funds IRA.

download PDF (PDF: 288 KB)
Legal Name Change
Request a legal name change for your account.

download PDF (PDF: 223 KB)
Retirement Plan Beneficiary 
Open a Beneficiary IRA or take distributions from an existing Beneficiary IRA.

download PDF (PDF: 903 KB)
Required Minimum Distribution (RMD) Request
Request a Required Minimum Distribution from your Traditional IRA, SIMPLE IRA, SEP IRA, or 403(b)(7) account.

download PDF (PDF: 269 KB)
Rights of Accumulation (ROA)/Statement of Intent (SOI)
Notify us of accounts eligible for linking under Rights of Accumulation (ROA), or establish a Statement of Intent (SOI). 

download PDF (PDF: 66 KB)
SEP IRA Application
Establish a SEP IRA account (for use by plan participants).

download PDF (PDF: 604 KB)
SEP IRA Transfer/Direct Rollover Request
Transfer a SEP IRA (or roll over a qualified plan) from another institution to a SEP IRA with Principal Funds.

download PDF (PDF 381 KB)

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To obtain a prospectus, download online or call Sales Support at 1.800.787.1621

While this communication may be used to promote or market a transaction or an idea that is discussed in the publication, it is intended to provide general information about the subject matter covered and is provided with the understanding that The Principal® is not rendering legal, accounting, or tax advice. It is not a marketed opinion and may not be used to avoid penalties under the Internal Revenue Code. You should consult with appropriate counsel or other advisors on all matters pertaining to legal, tax, or accounting obligations and requirements. For more information about our funds, including their full names, please see the Principal Funds, Inc. prospectus or call Sales Support at 1.800.787.1621.

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