Forms & Literature: Forms & Applications: SEP-IRA
|Employer Items||Complete & Print|
|Retirement Plan Primary/Secondary Administrator Form
Add or update the Primary/Secondary Administrators on your Sponsor Service Center plan.
|(PDF: 137 KB)|
|SEP IRA Adoption Agreement
Establish a SEP IRA plan (for use by employers).
|(PDF: 75 KB)|
|SEP IRA Employer Contribution
Submit initial employer contributions for participants in a SEP IRA (for use by employers).
|(PDF: 217 KB)|
Complete & Print
Establish 72(t) distributions for your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA.
|(PDF: 115 KB)|
|Automatic Exchange Election
Establish an automatic exchange of shares between funds in your account.
|(PDF: 73 KB)|
Add or change beneficiaries on your retirement account.
|(PDF: 85 KB)|
|Change of Dealer or Investment Representative
Update your broker/dealer and/or Investment Representative information on your account.
|(PDF: 51 KB)|
|Electronic Funds Transfer
Establish banking information on your account to facilitate electronic purchases and redemptions.
|(PDF: 55 KB)|
Request a non-mandatory distribution from your Traditional IRA, Roth IRA, SIMPLE IRA, or SEP IRA account.
|(PDF: 151 KB)|
|IRA Rollover Statement
Use this form if you have received a distribution made payable to you from an IRA, or as an eligible rollover distribution from a qualified plan, and would like to roll over the funds into a Principal Funds IRA.
|(PDF: 125 KB)|
|Legal Name Change
Request a legal name change for your account.
|(PDF: 181 KB)|
|Retirement Plan Beneficiary
Open a Beneficiary IRA or take distributions from an existing Beneficiary IRA.
|(PDF: 225 KB)|
|Required Minimum Distribution (RMD) Request
Request a Required Minimum Distribution from your Traditional IRA, SIMPLE IRA, SEP IRA, or 403(b)(7) account.
|(PDF: 90 KB)|
|Rights of Accumulation (ROA)/Statement of Intent (SOI)
Notify us of accounts eligible for linking under Rights of Accumulation (ROA), or establish a Statement of Intent (SOI).
|(PDF: 67 KB)|
|SEP IRA Application
Establish a SEP IRA account (for use by plan participants).
|(PDF: 223 KB)|
|SEP IRA Transfer/Direct Rollover Request
Transfer a SEP IRA (or roll over a qualified plan) from another institution to a SEP IRA with Principal Funds.
|(PDF 173 KB)|
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