Forms & Literature: Forms & Applications: Open An Account
Alert! Principal Funds, Inc. Class B share mutual funds will be closed to new investors and new assets effective March 1, 2010.
Complete & Print
Establish a non-retirement account (Individual, Transfer on Death, Joint, UTMA, or Trust/Corporation/Partnership/Other Entity).
|(PDF: 995 KB)|
|Education Savings Account (ESA) Application
Establish a Coverdell Education Savings Account (ESA).
|(PDF: 635 KB)|
Establish a Traditional or Roth IRA account.
|(PDF: 690 KB)|
|IRA Plan Document, Custody Agreement, & Account Disclosure Statement
Review this document before establishing a Traditional IRA, Roth IRA, or SEP IRA, and keep it for your records.
|(PDF: 2.73 MB)|
|Power Of Attorney Affidavit
Establish a POA (Power of Attorney) or recertify an existing POA annually.
|(PDF: 613 KB)|
|Qualified Plan Application
Establish an investment-only employer-sponsored retirement plan, such as a 401(k), Profit-Sharing or Money Purchase Pension plan (for use by plan trustees).
|(PDF: 54 KB)|
|Retirement Plan Beneficiary
Open a Beneficiary IRA or take distributions from an existing Beneficiary IRA.
|(PDF: 903 KB)|
|SEP IRA Application
Establish a SEP IRA account (for use by plan participants).
|(PDF: 604 KB)|
|SIMPLE IRA Application
Establish a SIMPLE IRA account (for use by plan participants).
|(PDF: 566 KB)|
|Trustee Certification and Indemnification
Use this form to certify trustees on a trust account.
|(PDF: 19 KB)|
To obtain a prospectus, download online or call Sales Support at 1.800.787.1621
While this communication may be used to promote or market a transaction or an idea that is discussed in the publication, it is intended to provide general information about the subject matter covered and is provided with the understanding that The Principal® is not rendering legal, accounting, or tax advice. It is not a marketed opinion and may not be used to avoid penalties under the Internal Revenue Code. You should consult with appropriate counsel or other advisors on all matters pertaining to legal, tax, or accounting obligations and requirements. For more information about our funds, including their full names, please see the Principal Funds, Inc. prospectus or call Sales Support at 1.800.787.1621.
Investing involves risk, including possible loss of principal.
Principal Funds are distributed by Principal Funds Distributor, Inc.
Not FDIC Insured - May Lose Value - No Bank Guarantee