Forms & Literature: Forms & Applications: Manage Your Account
Complete & Print
|Automatic Exchange Election
Establish an automatic exchange of shares between funds in your account.
|(PDF: 73 KB)|
|Automatic Investment Plan
Establish automatic investments into your Principal Funds account from your checking or savings account.
|(PDF: 90 KB)|
|Change of Dealer or Investment Representative
Update your broker/dealer and/or Investment Representative information on your account.
|(PDF: 51 KB)|
|Check Writing Privileges for Money Market Fund
Establish check writing privileges on a new or existing money market fund in your non-retirement account.
|(PDF: 238 KB)|
|Cost Basis Election Form
Use this form to change the cost basis election on your existing Non Qualified account.
|Direct Deposit Authorization Form
Establish a Direct Deposit plan to automatically deposit all or part of your paycheck, social security, or government agency payments, directly to your Principal Funds account.
|(PDF: 110 KB)|
|Electronic Funds Transfer
Establish banking information on your account to facilitate electronic purchases and redemptions.
|(PDF: 55 KB)|
|Legal Name Change
Request a legal name change for your account.
|(PDF: 181 KB)|
Change the registration of your non-retirement account, or transfer shares from your account to another non-retirement account with a different registration.
|(PDF: 212 KB)|
|Retirement Plan Primary/Secondary Administrator Form
Add or update the Primary/Secondary Administrators on your Sponsor Service Center plan.
|(PDF: 137 KB)|
|Rights of Accumulation (ROA)/Statement of Intent (SOI)
Notify us of accounts eligible for linking under Rights of Accumulation (ROA), or establish a Statement of Intent (SOI).
|(PDF: 67 KB)|
|Roth IRA Conversion/Deconversion Application
Convert your Traditional IRA into a Roth IRA, or deconvert a Roth IRA into a Traditional IRA.
|(PDF: 225 KB)|
|Systematic Withdrawal Plan (SWP) Request
Establish systematic withdrawals from your Principal Funds non-retirement account to your checking or savings account.
|(PDF: 84 KB)|
|Transfer On Death Registration Form
Establish a Transfer On Death (TOD) registration on a new or existing account.
|(PDF: 151 KB)|
|Trust or Business Authorized Trader Form
Grant online account authorization on a trust or corporate account.
|(PDF: 223 KB)|
To obtain a prospectus, download online or call Customer Service at 1.800.222.5852
While this communication may be used to promote or market a transaction or an idea that is discussed in the publication, it is intended to provide general information about the subject matter covered and is provided with the understanding that The Principal® is not rendering legal, accounting, or tax advice. It is not a marketed opinion and may not be used to avoid penalties under the Internal Revenue Code. You should consult with appropriate counsel or other advisors on all matters pertaining to legal, tax, or accounting obligations and requirements. For more information about our funds, including their full names, please see the Principal Funds, Inc. prospectus or call Customer Service at 1.800.222.5852.
A mutual fund's share price and investment return will vary with market conditions, and the principal value of an investment when you sell your shares may be more or less than the original cost.
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Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc., member of the Principal Financial Group®. Principal Funds Distributor, Principal Shareholder Services, Principal Management Corporation and its affiliates, and Principal Funds, Inc. are collectively referred to as Principal Funds.
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